California
New York
Illinois
Connecticut
Maine
Delaware
UDAAP Training
- 20 minutes
- Deliver on Ethena or your LMS (SCORM)
- Auto-save training, mobile-friendly
- Meets accessibility standards
- Customize training content
Course Summary
The FTC Act and Dodd-Frank Act create high standards for companies offering financial products and services to ensure they avoid unfair, deceptive, and abusive acts and practices (or UDAAPs). These UDAAP compliance requirements impact many areas of business, and it is crucial that employees know what they are and how to steer clear of violations.
Ethena’s UDAAP training course focuses on defining unfair, deceptive, or abusive acts or practices (UDAAPs), the differences between UDAAP vs. UDAP, and how to avoid UDAAP violations.
Included Modules
What is UDAAP?
An introduction to the term UDAAP (unfair, deceptive, or abusive act or practice), the law that prohibits UDAAPs, and to whom that prohibition applies.
UDAAP Terms and Definitions
How the law specifically defines “unfair,” “deceptive,” and “abusive,” with examples of acts and practices that fall under each category.
UDAAP vs. UDAP
Understanding the differences between “UDAAPs” (unfair, deceptive, or abusive acts or practices), as prohibited by Dodd-Frank, and “UDAPs” (unfair or deceptive acts or practices), as prohibited by the FTC Act.
Avoiding UDAAP Violations
Best practices for avoiding UDAAP violations: monitoring consumer complaints, reviewing marketing materials and disclosures, and managing third-party partners.
The right content on the right platform
Flexible integrations and training delivery
Deliver training exactly where you want with hundreds of integrations.
- Host Ethena training on our LMS or yours
- HRIS integrations for seamless employee management
- Email, Slack and ZoomChat training notifications
Easy and accurate reporting tools
Our analytics dashboards track training completion and provide in-depth reports.
- Slice metrics by department, location or role
- Export reports for regulators or third parties
- Dive deeper with custom analytics
Enhanced hotline and case management suite
Give your team the tools to navigate tricky situations at work.
- Encourage employees to speak up with misconduct reporting
- Track and respond to concerns with case management
- Meet whistleblower hotline requirements (SOX, SOC II, EU Whistleblower Directive)
