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COI Disclosure
Jordan Lee · Finance · Associate
2025 Filing
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I been trading lately on Kalshi.
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Thank you. Have our company or customers been the subject of any of your trades?
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Yes.
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Logged. This looks like a potential COI — routing to your CCO for review. You'll hear back within 48 hours.
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Disclosure Agent
Reviewing annual submissions...
Processing
0
submissions reviewed
Jordan Lee · Prediction market trades
Kalshi trades flagged. Policy coverage unclear.
Flagged
+ 6 others flagged for review
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CCO Review Queue
149 submissions reviewed · 20 min
7 items
Jordan Lee · Prediction market trades
Prediction market trades
Review →
M. Torres · Board seat, active vendor
Board seat conflicts with active supplier
Review →
S. Chen · Angel investment, Series A
No clear conflict — confirm?
Review →
149 submissions reviewed by agent 10:04 AM
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Policy Agent
Scanning insider trading policy...
Scanning
📄
Gifts & entertainment policy
Covered
📄
Securities trading & MNPI policy
Covered
⚠️
Insider trading policy — prediction markets not covered
Gap found
Draft ready · Pending approval
Insider Trading Policy — Amendment 3.2
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Training Agent
Risk signal from Disclosure Agent received
Training Agent
Adding a prediction market scenario to your COI module for Engineering and Finance.
Training Agent
Slide updated with a Kalshi example. Ready for your review.
Make changes...
1. Introduction
Original
What counts as a conflict of interest?
3. Prediction markets & trading risk
Updated
Generating scenario visual...
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Disclosure
Agent
flags policy gap
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Policy
Agent
Disclosure Agent
Policy Agent
Training Agent